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1 Center for Research in the Implementation of Innovative Strategies in Practice (CRIISP), VA Iowa City Health Care System, Iowa.
2 The University of Iowa, Iowa City.
3 Indiana University, Indianapolis.
4 Regenstrief Institute, Inc., Indianapolis, Indiana.
5 Hebrew Rehabilitation Center for the Aged, Boston, Massachusetts.
6 New England Research Institutes, Boston, Massachusetts.
Address correspondence to Fredric D. Wolinsky, PhD, The John W. Colloton Chair, Department of Health Management and Policy, College of Public Health, University of Iowa, 200 Hawkins Drive, E205 General Hospital, Iowa City, Iowa 52242. E-mail: fredric-wolinsky{at}uiowa.edu
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Method. Adults aged 65 years or older (2802) were enrolled and randomized to three cognitive interventions or a no-contact control group. Data on 1804 participants were available at both the 2- and 5-year follow-ups. HRQoL was measured by the eight MOS 36-Item Short-Form Health Survey (SF-36) scales. Clinically relevant decline on each scale was defined as a drop of
0.5 standard deviations from baseline. Extensive HRQoL decline was defined as clinically relevant drops on (i)
4 SF-36 scales, and (ii)
3 SF-36 scales, and was assessed using multiple logistic regressions, weighted to adjust for potential attrition bias.
Results. At 2 years post-training, 23.7% and 36.6% had clinically relevant drops on
4 and
3 SF-36 scales, respectively. At 5 years post-training, 32.9% and 47.3% had clinically relevant drops on
4 and
3 SF-36 scales, respectively. Participants in the speed of processing intervention arm were significantly less likely to have extensive HRQoL decline compared to participants in the control group regardless of the threshold or time period, whereas participants in the memory and reasoning intervention arms were significantly less like to have extensive HRQoL decline only at 5 years post-training and only at the lower threshold.
Conclusion. The effect of the speed of processing intervention was stronger and evident earlier than those for the memory and reasoning interventions. This result stems from the speed of processing intervention being the most procedural intervention, operating through sensory-motor elaboration and repetition, bringing about a broader pattern of regional brain activation. At 5 years post-training, however, all three interventions were successful in protecting against a lower threshold of age-related extensive declines in HRQoL.
Even before institutionalization is considered, however, declining cognitive ability is a major risk for disability (10). It is well known that the prevalence of cognitive and functional impairment increases with age (11). Indeed, it is estimated that 45 million Americans (about 2% overall and 15% of those older than 65 years) have some form and degree of cognitive failure (12). With cognitive and functional loss comes decreased social interaction, and reduced leisure-time physical activity with accompanying decrements in quality of life and active life expectancy (13). Therefore, noninvasive interventions that can delay the pace of cognitive decline have much to contribute both to public health and to quality of life among older people.
It is not surprising, then, that numerous cognitive enhancement interventions for older adults exist (14), although few of those target prevention in cognitively intact elderly persons (15). Reports from the Advanced Cognitive Training for Independent and Vital Elderly (ACTIVE) (16) study, a large multisite randomized controlled trial (RCT) of cognitively intact older adults, have strongly supported the effectiveness of its three distinct cognitive training interventions in improving targeted cognitive ability (15). In addition, ACTIVE's speed of processing intervention was observed to have a protective effect against extensive clinically relevant declines in health-related quality of life (HRQoL) at 2 years post-training (17). However, this effect was not observed at 2 years post-training for the memory and reasoning interventions.
Two plausible explanations were posited for this. First, of the three cognitive interventions, speed of processing is the most clearly procedural, operating through sensory-motor elaboration and repetition, whereas the memory and reasoning interventions emphasize or require the explicit learning of new concepts. Procedural tasks have a broader pattern of regional brain activation (18); this may account for the greater sense of well-being captured by the HRQoL ratings. The second explanation suggested that the lack of protective effects from the memory and reasoning interventions may have occurred from a combination of the low rate (25%) of extensive decline in HRQoL observed at 2 years post-training, and because 2 years may not have been sufficient time for an effect targeted at delaying decline (rather than improving current status) to materialize.
The purpose of this study is to determine if the three ACTIVE cognitive interventions were effective in delaying extensive clinically relevant decline in HRQoL at 5 years post-training. To do this, we use data from both the 2-year and the recently completed 5-year post-training follow-up interviews. Moreover, we also consider two definitional thresholds for extensive decline in HRQoL.
| METHODS |
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Sample
At each of the six sites, participants were recruited who were 65 years old or older and were living independent of formal care. These participants, however, were at risk for loss of functional independence. Each site used slightly different recruitment strategies from March 1998 through October 1999 (16), and a total of 4970 potential participants were identified. Exclusion criteria were (a) cognitive impairment (Mini-Mental State Examination [MMSE] score < 23) (19), (b) vision < 20/50, (c) hygiene, bathing, or dressing dependence, (d) Alzheimer's disease, (e) strokes occurring in the prior year, (f) limited life expectancy from cancer, (g) chemotherapy or radiation treatment ongoing at enrollment, (h) difficulty communicating, (i) intent to move, (j) scheduling conflicts, and (k) prior participation in cognitive training. These exclusion criteria were met by 905 individuals (18.2%), and another 1263 individuals (25.4%) refused either to be screened or to be enrolled. Of the 2802 participants screened, enrolled, and randomized, 1804 (64.4%) were successfully reassessed on all outcomes at 5 years post-training. Attrition was not associated with treatment status.
Interventions
In each of the three treatment arms, sessions 15 focused on strategy instruction and practice exercises, whereas sessions 610 provided additional practice. Content was scripted in a trainer's manual and involved laboratory-type and everyday activities (16). Reasoning training focused on inductive reasoning, the ability to solve problems that follow a serial pattern and are manifest in executive functioning. Memory training focused on verbal episodic memory, with participants taught mnemonic strategies for remembering lists, sequences of items, text material, and main ideas and story details. Speed training focused on visual search and the ability to identify and locate visual information in a divided attention format, with and without distraction.
HRQoL
HRQoL was measured with the widely used MOS 36-Item Short-Form Health Survey (SF-36) (20). Detailed descriptions and procedures, as well as the exact wording of the SF-36 items are available elsewhere (2126). Thirty-five of the 36 items make up eight scales: physical functioning (10 items), role limitations due to physical functioning (4 items), bodily pain (2 items), general health perceptions (5 items), vitality (4 items), social functioning (2 items), role limitations due to emotional problems (3 items), and mental health (5 items). Within scales, missing data are imputed using a prorated method. Scores are transformed to range from 0 (worst health) to 100 (best health).
Clinically relevant changes in HRQoL were defined as a decline of
0.50 standard deviations (SD) between baseline and the 5-year follow-up, as suggested by Cohen (27). Although different cut points have been recommended, the most widely cited are very close to Cohen's.50 SD level (2830), and a recent meta-analysis found that the mean estimated meaningfully important difference was 0.50 SD (31). Moreover, given seven response options per scale question, 0.50 SD is close to the estimated maximum human ability to discriminate between two feeling states (32). Thus, the 0.50 SD effect size is used here to define clinically relevant change in a single SF-36 scale. We used two definitional thresholds for extensive HRQoL decline. As in our previous report (17), the first is defined as clinically relevant change in four or more of the eight SF-36 scales, which reflects decline in a majority of the SF-36 domains. Our second definitional threshold for extensive HRQoL decline requires clinically relevant change in only three or more of the eight SF-36 scales. This lower threshold is included to evaluate whether the memory and reasoning interventions are also protective, but only against somewhat less robust HRQoL declines.
Attrition Bias
Of the 2802 ACTIVE participants, 1804 (64.4%) were reassessed on the HRQoL outcomes at the 5-year follow-up, creating the potential for attrition bias. Therefore, propensity score methods were used to adjust for it (3335). Simply put, a multivariable logistic regression model of whether outcome data were available at the 5-year follow-up was estimated, and the predicted probabilities of inclusion in the analytic sample were computed. The average participation rate within each propensity score (predicted probability) quintile was then determined, and the inverse (1 the participation rate) was used to weight the data, giving greater influence to retained participants who were most like those participants who were not followed. The propensity score model included binary indicators for each of the three cognitive intervention arms, baseline age, sex, race, cognitive function, basic ADLs, IADLs, cognitive ADLs, depressive symptoms, comorbid medical conditions, and SF-36 scale scores.
Analysis
After weighting the data to adjust for potential attrition bias, a simple intent-to-treat analysis was conducted. A multivariable regression model was estimated that included binary indicators for each of the three cognitive intervention arms. This regression model was estimated using HRQoL change data derived from both the 2- and 5-year post-training interviews, first for the more stringent definitional threshold used previously (17), and then for the less stringent definitional threshold. All analyses include only the 1804 ACTIVE participants who were successfully re-interviewed at both 2 years and 5 years post-training.
| RESULTS |
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0.50 SD) between baseline and the 2- and 5-year follow-ups on the eight SF-36 scales. These data indicate that there was considerable decline in HRQoL by 2 years post-training and that, as expected, this decline increased substantially by 5 years post-training. At 2 years post-training, 23.7% and 36.6% had clinically relevant drops on
4 and
3 SF-36 scales, respectively. At 5 years post-training, 32.9% and 47.3% had clinically relevant drops on
4 and
3 SF-36 scales, respectively.
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| DISCUSSION |
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On the one hand, we believe that the speed of processing intervention has its effect at both definitional thresholds, and has it sooner than do the memory and reasoning interventions, because speed of processing operates through sensory-motor elaboration and repetition. It has been shown that such procedural tasks have a broader pattern of regional brain activation than explicit memory tasks (18). Improved brain activation or structure may delay the onset of (if not reduce the risk for) "slowing down." Because slowing down is the single most dreaded fear of older adults (43), the tempo reductions delayed or avoided by participants in the speed of processing intervention may have helped these older adults retain higher (i.e., baseline) perceptions of their HRQoL compared to their counterparts.
On the other hand, it is not surprising that all three cognitive interventionsmemory, reasoning, and speed of processingultimately had protective effects against extensive decline in HRQoL. Declining cognitive ability is a major risk for disability (10), and decreased social interaction, reduced leisure-time physical activity, and accompanying decrements in quality of life and active life expectancy are known sequelae of cognitive and functional loss (13), and it has been shown that each of the three cognitive interventions had significant effects on their targeted cognitive abilities (15). Why, though, were the protective effects of memory and reasoning against extensive HRQoL decline manifest only at 5 years post-training, and why did they only occur for the less robust definitional threshold? Based on the data shown in Tables 4 and 5, we can unequivocally say that the failure to detect significant protective effects for the memory and reasoning interventions at 2 years post-training was not due to statistical power, as previously assumed (17). That is, the 2-year post-training AORs for the memory and reasoning cognitive interventions, regardless of the definitional threshold, were greater than unity, not less than it. Issues related to statistical power would have affected the confidence intervals around the point estimates, but not the point estimates themselves.
But why was the speed of processing effect observed sooner, and at the higher definitional threshold? It has already been noted that speed of processing was the most procedural of the interventions, and its computer-based delivery allowed participants to proceed at their own pace. We believe that the former transferred across more HRQoL domains, and that the latter allowed maximal effective dosing. As a result, the speed of processing intervention provided protection across a wider spectrum of HRQoL domains and provided that protection sooner than did the memory and reasoning interventions.
What is less clear is whether the indisputable and protective effects of the speed of processing intervention will be observed when more distal outcomes are examined. Specifically, it will be important to determine whether these protective effects translate into more appropriate and reduced levels of health services utilization and resource consumption, and ultimately into greater longevity. Examining these outcomes is the next step.
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Dr. Wolinsky is Associate Director of the Center for Research in the Implementation of Innovative Strategies in Practice (CRIISP) at the VA Iowa City Health Care System, which is funded through the Department of Veterans Affairs, Veterans Health Administration, Health Services Research and Development Service (HFP 04-149).
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Received June 1, 2006
Accepted August 31, 2006
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