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REVIEW ARTICLE |
Department of Clinical Epidemiology and Community Studies, St. Mary's Hospital, Montréal, Québec, Canada.
Address correspondence to Jane McCusker, MD, DrPH, Department of Clinical Epidemiology and Community Studies, St. Mary's Hospital Center, 3830 Lacombe Ave., Room 2508, Montreal, QC H3T 1M5. E-mail: jane.mccusker{at}mcgill.ca
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Methods. Relevant articles were identified through electronic databases and a search of reference lists and personal files. Inclusion criteria included: original research (written in English or French) on interventions conducted in noninstitutionalized populations 60 years old or older, not restricted to a particular medical condition, in which ED visits were a study outcome. Data were abstracted and checked by the first author and a research assistant using a standard protocol.
Results. Twenty-six relevant studies were identified, reported in 28 articles, with study samples obtained from EDs ( 9), hospitals ( 4), outpatient or primary care settings ( 10), home care ( 4), and community ( 1). The study designs included 17 randomized controlled trials, 3 trials with nonrandom allocation, 4 beforeafter studies, 1 quasi-experimental time-series study, and 1 cross-sectional study. Hospital-based interventions (mostly short-term assessment and/or liaison) had little overall effect on ED utilization, whereas many interventions in outpatient and/or primary care or home care settings (including geriatric assessment and management and case management) reduced ED utilization. Heterogeneity in study methods, measures of comorbidity, functional status, and ED utilization precluded meta-analysis of the results.
Conclusion. Further research, using improved methodologies and standardized measures, is needed to address the effects of innovative geriatric interventions on ED visits.
In view of the above problems, it is of interest to determine whether comprehensive geriatric assessment (CGA) interventions affect rates of ED utilization. Previous reviews of CGA interventions have investigated their effects on health and functional outcomes, and on other types of service utilization (9). None, to our knowledge, have examined their effects on ED utilization. CGA interventions have been classified as hospital-based geriatric evaluation and management units, hospital-based consultation services, home-based assessment services, hospitalhome assessment services (for patients recently discharged from hospital), and outpatient assessment services (9). More recently, the ED has also been considered to be a site for CGA (10). Although CGA often involves a multidisciplinary team (11), it may sometimes involve only one discipline. CGA may be provided either in conjunction with referral to other services (a liaison intervention) or as part of an ongoing management program (sometimes referred to as a geriatric evaluation and management [GEM] program), either on an inpatient or outpatient basis (12). Because access to primary medical care is one of the determinants of ED utilization (13), another relevant aspect of a CGA intervention is the degree to which it is coordinated or integrated with primary medical care. We therefore undertook this systematic review of controlled studies of CGA interventions for older hospital- and community-based populations, to explore what characteristics of the intervention (site, type, duration) are associated with ED utilization. A secondary objective of this review was to develop recommendations for future research.
| METHODS |
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A research assistant screened the abstract of each article identified through the search. Articles were excluded if: (a) they did not report data from an original study; (b) the study sample included patients less than 60 years old (unless the results for those 60 years old and older were presented separately); (c) the study sample was from a nursing home or other long-term care facility; (d) no intervention was investigated or the intervention did not meet criteria for CGA (see introduction); (e) the study outcomes did not include a measure of ED utilization; or (f) the paper was written in a language other than English or French. Although there has been much interest in disease-management interventions (e.g., for congestive heart failure, chronic obstructive pulmonary disease, diabetes), frail elders typically do not fall into a single disease category, but have multiple comorbidities that affect their overall functional status and service utilization. Therefore, we also excluded studies that were restricted to a particular medical diagnosis or procedure (e.g., mental health diagnoses, surgical case-series). Finally, we excluded studies that did not compare those individuals who received a CGA intervention with those in a comparison group (e.g., randomized or nonrandomized trial, beforeafter or other quasiexperimental design). We decided to include designs other than randomized controlled trials (RCTs) because of the paucity of studies; furthermore, randomization of some CGA interventions is not feasible. The senior author reviewed all exclusions related to type of intervention and reviewed all articles in which the exclusion criteria were not clear-cut.
The research assistant and the senior author (both with doctoral training in epidemiology and biostatistics) independently abstracted the following from eligible articles using a standardized abstraction form: study setting; study design (cross-sectional or longitudinal, use of a control group, randomized or nonrandomized allocation to intervention); characteristics of the study sample (age, unselected or high-risk, source of sample [ED, hospital inpatient, primary ambulatory care, home care, community]); inclusion and exclusion criteria; intervention (description, type, location, duration); sample size for the analysis; length of follow-up; ED utilization measure (definition, reference time period, source of data); method of analysis (adjustment for confounding, analysis by intention to treat); and results (effect measures with 95% confidence intervals or p values). Discrepancies were discussed and resolved at regular meetings.
The senior author grouped the interventions into 5 categories: unidisciplinary assessment with referral and/or liaison (UA); multidisciplinary assessment with referral and/or liaison (MA); unidisciplinary assessment and management (UAM); multidisciplinary assessment and management (GEM); and case management, in which a case managerusually a nurse or social workercoordinated community services (CM). Interventions were also classified by their relationship to the primary physician. GEM interventions were considered to be integrated with primary care if the primary physician was part of the multidisciplinary team. Interventions were considered to be coordinated with primary care if the intervention staff consulted with the patient's primary physician. The second author, a geriatrician, reviewed these classifications.
| RESULTS |
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Only two of the interventions for ED patients reduced return ED visits; neither was an RCT, and the effects were of borderline statistical significance (Table 2) (20,40). In contrast, the long-term case-management intervention significantly increased ED visits (19), and two others showed a trend to a short-term (30-day) increase in ED visits (34,35). These short-term increases had disappeared by 4 months in both studies.
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Outpatient and/or Primary Care
Ten interventions were conducted in outpatient and/or primary care settings9 RCTs and 1 cross-sectional study (Table 1). Among the RCTs, 7 were longer-term (324 months) GEM programs, 6 of which were integrated with primary medical care. Among the 7 RCTs of longer-term interventions, 5 significantly reduced ED utilization (Table 2) (15,25,26,31,39). One cross-sectional study of a GEM intervention at a health center found a significantly lower rate of ED visits in comparison with the number in a health center not offering GEM (24).
Two RCTs evaluated a multidisciplinary assessment and/or liaison intervention, a case conference, and liaison with primary care; neither of these interventions significantly reduced ED utilization (Table 2) (28,29).
Home Care Interventions
Three studies were found of case-management programs in home-care settings (Table 1). One of these, an RCT, found a significant reduction in the time to the first ED visit (Table 2) (22). The second, a quasi-experimental study, reported a significantly greater reduction in ED utilization in the control versus the intervention group (41). However, this effect appeared to be explained by a higher initial ED utilization rate in the control group. The third, an RCT that compared two alternative case-management models, found no difference between them in ED utilization (23). The fourth study in this group, a nonrandomized trial of a short-term multidisciplinary "restorative" intervention, found a significantly lower rate of ED visits in the intervention group (37).
Community Intervention
The only study in this group of a unidisciplinary assessment and management intervention (medication review and education by a pharmacist) found a significant reduction in ED visits from 57% during the 12 months before the intervention to 39% during the 12 months after (14).
ED Utilization Comparisons Between Studies
Table 3 shows the rates of ED utilization from the control groups of the studies. The mean number of ED visits was standardized to 12 month for comparative purposes. Among 15 studies that reported the mean number of visits, most of those based on ED and hospital samples reported higher rates [a notable exception is the Naylor study (17) that excluded ED visits at which patients were hospitalized]. After excluding this study, the median number of visits in this group was 2.16 visits per 12 months. In contrast, the median number of visits in the 10 nonhospital-based studies was 0.670.71 per 12 months.
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| DISCUSSION |
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As regards substantive results, this review suggested that two inter-related factors may affect rates of ED utilization: type of intervention and source of patients. Interventions conducted in hospital settings (ED, inpatient) or that recruited patients from these settings, had little overall effect on ED utilization, whereas most interventions conducted in outpatient or home-care settings were successful in reducing ED utilization. However, almost all of the hospital-based interventions were of the short-term assessment and/or liaison type. In the outpatient studies, most of the GEM interventions reduced ED utilization, whereas the two short-term assessment and/or liaison interventions did not. Although both type of intervention and the source of patients may be important, the two factors were confounded in this review because of the high degree of overlap in these two characteristics: Most interventions in hospital samples were less than 1 month in duration, whereas most community interventions were longer than 1 month. Clearly, community-based programs have an advantage over hospital programs in their potential to provide continuity of care and an alternative location to the ED for management of many acute problems. It may be more difficult for hospital- and ED-based programs to link patients with appropriate community programs. Indeed, many patients use EDs because of problems with access to primary medical care (13). Additional reasons for the differences by setting may include the higher rates of prior ED utilization and greater medical severity and/or functional dependency among hospital versus community-based patient populations, and the greater familiarity of the former with the staff and resources available in the hospital.
Some interventions that recruited patients from EDs resulted in an increase in ED utilization, although this was statistically significant in only 1 study (a 10-month nurse case-management intervention) (19). In 2 studies, this increase was observed within the first month after the initial visit and had disappeared by 4 months (3335). Possibly, a return ED visit may have been needed to stabilize or complete treatment of an acute problem. An alternative explanation is that the assessment process itself sensitizes patients and their families to previously undetected health problems. This greater awareness of problems may increase patients' perceptions of need for care, and result in higher ED utilization (34,42). Although they did not reduce ED utilization, several of the ED-based interventions had beneficial effects on health outcomes, including reduced rates of functional and cognitive decline (34,38,43).
Other characteristics of interventions that may reduce ED utilization include greater integration with primary medical care and targeting of the intervention to higher-risk patients. There was, unfortunately, an insufficient number of studies to allow us to assess the effects of these factors, which are important areas for future research.
The methodological heterogeneity of the studies in this review limited our ability to compare their results, and precluded a meta-analysis. Most important were the differences in the way ED visits were measured, with regard to the level of measurement (continuous vs categorical), the reference time period, and the types of visit excluded (e.g., planned return visits, visits at which patients were admitted to hospital). There are advantages and disadvantages of different ED utilization rates. Dichotomous measures indicate the proportion of the population visiting the ED; continuous measures look at the number of visits. Whereas dichotomous measures using different reference time periods cannot be directly compared, continuous measures can. In the future, it is recommended that investigators report two measures: the proportion using the ED and, among users, the mean (and standard deviation) number of visits. For comparative purposes, we recommend that investigators always report the total number of ED visits, in addition to other more restrictive definitions. Different reference time periods may be required for hospital-based versus community-based studies; in the former, the short periods of time are useful to measures early return visits (e.g., 2 weeks, 30 days) which are more likely to be for the same (unresolved) problem (44).
There was also heterogeneity between studies with regard to study design. Only 16 of the 26 studies in this review used the RCT, the strongest design for evaluation of interventions. In situations where, for ethical or practical reasons, an RCT is not feasible, a controlled time-series design (as used by one of the studies; 41) is preferable to an uncontrolled beforeafter design. Other methodological differences between studies existed with regard to the measurement of important patient characteristics (severity of illness, comorbidity, physical functional status, cognitive impairment).
Apart from the methodological heterogeneity of the studies discussed above, there are four limitations of this review. First, it proved difficult to identify relevant studies in electronic searches. For example, unless ED visits were a primary study outcome, they were often not mentioned in the study abstract and could only be identified by reading the original article. This problem might lead to an under-representation of studies that found no association between interventions and ED visits. Second, there may be a publication bias, where studies with null results are less likely to be published. Third, studies in languages other than English or French were excluded because translation was not available. Fourth, some studies did not report the information needed; some but not all authors responded to requests for additional information.
There are implications of this review for future research (including standardization of measures, described above) and for practice. In particular, more complex interventions may be needed in hospital settings (inpatient units or EDs) if return visits to the ED are to be reduced. It is important to consider the context of these interventions, in particular the availability for alternative locations for care. It may be useful to refer to the disease-management literature, e.g., for chronic obstructive pulmonary disease (45). These interventions target populations with high rates of ED utilization, and provide education in disease self-management and ongoing support from a case manager. Interventions that increase continuity of care may also reduce ED utilization (46). Interventions for hospital-based populations may need to incorporate some of the principles followed by these programs to reduce ED return visits.
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We are grateful to Igor Karp, MD, MPH, for assistance with the literature search and data abstraction.
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Received April 12, 2005
Accepted August 22, 2005
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