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a Prince of Wales Medical Research Institute, Sydney, Australia
Stephen R. Lord, Prince of Wales Medical Research Institute, High Street, Randwick, NSW, 2031, Australia E-mail: s.lord{at}unsw.edu.au.
Decision Editor: John E. Morley, MB, BCh
| Abstract |
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Methods. A total of 477 retirement-village residents aged 62 to 95 years (mean ± SD, 79.2 ± 6.2 years) took the CSRT test, which required them to step onto one of four panels that were illuminated in a random order. The subjects also took tests that measured neuropsychological, sensorimotor, speed, and balance function.
Results. Multiple regression analysis revealed that poor performance in Part B of the Trail Making Test (a neuropsychological test) and impaired quadriceps strength, simple reaction time, sway with eyes open on a compliant surface, and maximal balance range were the best predictors of increased CSRTs (multiple r2 = .45). Subjects with a history of falls had significantly increased CSRTs compared with nonfallers (1322 ± 331 milliseconds and 1168 ± 203 milliseconds, respectively). Impaired CSRT was a significant and independent predictor of falls, as were two complementary sensory measures (visual contrast sensitivity and lower limb proprioception). Of these measures, CSRT was the most important in predicting falls. Furthermore, the inclusion of CSRT in the model excluded measures of strength, central processing speed, and balance, because these could not provide nonredundant information for the prediction of falls.
Conclusions. This study identifies a new test that provides a composite measure of falls risk in older people and elucidates the relative importance of specific physiological and neuropsychological systems in the initiation of fast and appropriate step responses.
AVOIDING a fall requires perception of a postural threat, selection of an appropriate corrective response, and proper response execution (1). The individual physiological components required to avoid fallssensory acuity, reaction time, and reactive steppinghave been individually investigated in relation to aging and falls risk in older people.
There is considerable evidence that sensory acuity declines with age (2) (3) and that older fallers have impaired sensory acuity compared with nonfallers (4) (5) (6) (7). Many studies have also found that simple reaction time (SRT) increases with age (8). Most of these studies have used a finger press as the response, a task that emphasizes the decision time component. However, other studies have also examined the relationship between reaction time and aging involving movements of the lower limb and the whole body. In such tasks, there are notable age-related increases in movement time in addition to age-related increases in decision time (9) (10).
In previous studies of older people, we have found that increased finger-press SRT is a significant and independent risk factor for falls (5) (6) (7). It has also been found that finger-press choice reaction time (CRT) discriminates between elderly people who have and have not fallen (11) and who have and have not suffered fall-related fractures (12). Grabiner and Jahnigen (13) have also reported that fallers are significantly slower than nonfallers in SRT and CRT tests that involve more complicated motor responses, such as extending and flexing the knee.
Most research on stepping behavior in older people has examined stepping responses to postural disturbances. In one study, Thelen and colleagues (14) found that, compared with younger men, older men were unable to take a single step to regain balance after being released from a harness that held them in a forward-leaning position. Other studies have used platform translations and waist pulls to disturb balance. These studies have found that such disturbances cause older people to step more laterally and to take more steps than younger people (15) and cause older fallers to step more laterally than nonfallers (16).
However, in addition to reduced sensory acuity, slow reaction time, and poor stepping responses, reduced functioning in lower limb strength and standing and leaning balance have been shown to increase falls risk in older people (5) (6) (7) (17) (18) (19). Furthermore, it has also been shown that older people with attention impairments have reduced balance (20) (21) (22) and an increased risk of falls (11) (23) (24).
To date, only one study has investigated the determinants of voluntary stepping reaction time (25). This study showed that older people are slower in a choice stepping reaction time (CSRT) test involving three possible responses and that this age-related difference was due to increases in both initiation and weight transfer times. However, this study was limited to a single-leg stepping response, and subjects knew before each trial the weight transfer required. In the present study, we devised a test of CRT that requires steps from either leg and thus body weight and balance transfers that are not unlike the step responses required to avoid a fall. We measured the extent to which particular neuropsychological, sensorimotor, and balance impairments were associated with poor performance in this test and whether older people with slow CRTs were at an increased risk of falls.
| Methods |
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Measurement of CSRT
Subjects stood on a nonslip black platform (0.8 m x 0.8 m) that contained four rectangular panels (32 cm x 13 cm), one in front of each foot and one to the side of each foot. The panels were illuminated in a random order. Subjects were instructed to step onto the illuminated panel as quickly as possible, using the left foot only for the two left panels (front and side) and the right foot only for the two right panels. Each panel contained a pressure switch to determine the time of foot contact. Subjects stood with their feet 10 cm apart and in line with the two side panels. Subjects had between four and eight practice trials involving the four possible responses. Twenty trials were then conducted with five trials for each of the four stepping responses. All trials were included in the analysis because anticipation was not helpful in this test due to the subjects being equally likely or unlikely to predict which leg was required for each step. CSRT was measured as the time period between the illumination of a panel and the foot making contact with it, and the average time of the 20 trials was used in the analysis. The CSRT device is shown in
Fig. 1.
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Neuropsychological Assessments
Three neuropsychological tests were administered. The digit symbol test required subjects to copy symbols that were paired with numbers within a 90-second time limit
(32). The Stroop Color-Word Test
(33) required subjects to state the color of the ink of 112 printed words while ignoring the meaning of the word itself within 120 seconds. The Trail Making Test (TMT)
(34) had two parts. Part A required subjects to draw lines connecting numbered circles, and Part B required subjects to connect the same number of circles, alternating between letters and numbers. The time taken to complete the tests was measured.
Falls
The number of falls suffered by the subjects in the 12 months before assessment was recorded. Falls were ascertained retrospectively because more than half of the sample was randomized to an exercise intervention program and were therefore contaminated with respect to a falls risk-factor study. A fall was defined as "an event which resulted in a person coming to rest unintentionally on the ground or other lower level, not as the result of a major intrinsic event or an overwhelming hazard"
(6).
Statistical Analysis
The neuropsychological, sensorimotor, and balance measures were continuous variables. For variables with right-skewed distributions, logs of the variables were analyzed. Correlation coefficients were computed to examine the relationships between CSRT and age and the other test variables. Forward stepwise regression was used to assess the associations between CSRT and the neuropsychological, sensorimotor, and balance variables. Age was then forced into the model to assess whether this variable could explain further variance in CSRT. Standardized beta weights are provided to give an indication of the relative importance of the various system variables entered into the model in explaining variance in CSRT. Differences between the means of CSRT and other measures between fallers and nonfallers were assessed using independent samples t tests. Finally, a stepwise discriminant analysis was undertaken to identify the best set of independent variables for discriminating between the fallers and nonfallers. The data were analyzed using SPSS for Windows
(35).
| Results |
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Neuropsychological, Sensorimotor, and Balance Correlates of CSRT
Table 3 shows the associations (r) between CSRTs and the neuropsychological and sensorimotor function and balance measures. All of these measures were significantly associated with CSRT performance, with the exception of proprioception and sway with eyes open standing on the floor.
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Table 5 shows the mean values and standard deviations for the CSRT and other test measures for the fallers and nonfallers. Compared with the nonfallers, the fallers had significantly increased CSRTs and impaired performance in the neuropsychological, sensorimotor, speed, and balance tests, with the exception of sway with eyes open or eyes closed standing on the floor.
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= .90, p < .001; canonical correlation = 0.32). The standardized canonical correlation coefficients were 0.67 for CSRT, -0.44 for visual contrast sensitivity, and 0.42 for proprioception. These variables correctly classified 64% of the cases with similar sensitivity and specificity.
The significant differences found in the test measures between the fallers and nonfallers were also found when comparing multiple (
2 falls) fallers and nonmultiple (0 or 1 fall) fallers in the follow-up period, with few exceptions. The multiplenon-multiple faller comparisons showed significant differences in the sway on floor tests with eyes open and closed (t475 = 1.96, p < .05 and t475 = 3.00, p < .01, respectively) but no significant differences in the tests of proprioception or maximal balance range.
| Discussion |
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The inclusion of a volitional or attention component within a falls risk model is supported by recent research that has used divided attention tasks in studies of balance control (20) (21) (22) and prediction of falls (11) (23) (24). These studies have found that asking older people to count backward or answer a question can impair balance and gait. Thus, even standing, usually considered a "reflex" activity, requires cognitive input in older people with balance disorders, and as balance tasks become more challenging, the attention requirements increase correspondingly (21) (23).
In this study, performances in four neuropsychological tests were associated with CSRT. These tests assessed cognitive processes relevant to spatial working memory and attention (i.e., motor persistence, sustained attention, response speed, and visuomotor coordination [Digit symbol], visual conceptual and visuomotor tracking [TMT Parts A and B], and ability to cope with response conflict and selective attention [STROOP Color Word]). These findings are consistent with those of Maylor and Wing (20) who found that cognitive tasks requiring spatial skills and spatial working memory have the greatest effects on balance control.
Older subjects performed worse than younger subjects in the CSRT test. This was evident in both the pronounced differences in CSRTs between the young and older sample and in the significant correlation between CSRTs and age within the older group. Interestingly, the older women also performed significantly worse than the older men. Such a gender difference is not evident for most neuropsychological, sensorimotor, and balance measures, where the only consistent difference found is that older men are stronger than older women (37). The finding that older women also have slower CSRTs, after controlling for lower limb strength, suggests an additional explanation for the higher falling rates in women.
The significant associations between the neuropsychological, sensorimotor, and balance measures and performance in the CSRT test suggests that all these factors may play important roles in the initiation and control of quick, accurate steps. This is consistent with the findings of Patla and colleagues (25), who found that both central (initiation time) and peripheral factors (weight transfer time) were important in a single-leg CSRT test and that both of these factors showed age-related changes. The results of the multiple regression analysis indicate that lower limb muscle weakness, slow SRT, and poor leaning balance in particular impair CSRT. Furthermore, these measures account for a large part of the variance in CSRT and nearly all of the age-related variance in CSRT. This indicates that an appropriate array of measures was used as possible predictors.
CSRT was also identified as an independent and significant predictor of falls, as were two complementary sensory measures, visual contrast sensitivity and lower limb proprioception. Of these measures, CSRT had the largest standardized discriminant function coefficient, indicating that this measure was the most important in predicting falls. Furthermore, due to high inter-correlations, the inclusion of CSRT prevented measures of strength, central processing speed, and balance entering the model. Thus, although poor performance in these measures has been found to be significantly associated with falls in this and previous studies (5) (6) (7), they did not provide nonredundant information for discriminating between fallers and nonfallers in this sample. Therefore, in terms of the three-stage response model for falls avoidance (1) (13), visual contrast sensitivity and lower limb proprioception are involved in the perception of postural threats, and CSRT provides a composite measure for the neuropsychological, sensorimotor, and balance factors required for the selection and execution of appropriate corrective balance responses.
The correct classification of fallers and nonfallers of 64% is less than we have reported in previous studies of falls risk in older people (5) (6) (7). This may be primarily due to the retrospective nature of the study that was required because of the intervention component of the study. Consequently, there was a probable under-reporting of falls due to the limited accuracy of recalling falls over a 12-month period (38). This may have weakened the association between falls and CSRT as well as with the other measures. It is also acknowledged that because falls incidence was recorded retrospectively, the reduced stepping ability in the fallers may have been due in part to their history of falling. However, recent large prospective studies have found strong associations between past falls and subsequent falls (39) (40), so the impairments found here are likely to have implications for further falls.
In conclusion, the study identifies a new test that provides a composite measure of falls risk in older people and elucidates the roles of specific neuropsychological, sensorimotor, speed, and balance factors in the initiation of fast and appropriate step responses.
| Acknowledgments |
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Received June 30, 2000
Accepted August 17, 2000
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