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a Epidemiology, Demography and Biometry Program, National Institute on Aging, Bethesda, Maryland
b Institute for Research in Extramural Medicine, Faculty of Medicine, Vrije University, Amsterdam, The Netherlands
c ManagedEDGE, Euro RSCG, New York, New York
d Department of Epidemiology and Preventive Medicine, University of Maryland School of Medicine, Baltimore
Marjolein Visser, Institute for Research in Extramural Medicine, Faculty of Medicine, Vrije University, Van der Boechorststraat 7, 1081 BT Amsterdam, The Netherlands E-mail: m.visser.emgo{at}med.vu.nl.
William B. Ershler, MD
| Abstract |
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Methods. Ninety community-dwelling women aged 65 years and older who had recently experienced a fracture of the proximal femur were included in the study. At 2 to 10 days after hospital admission, the women's grip strength, ankle dorsiflexion strength, and regional muscle mass (by dual-energy x-ray absorptiometry) were measured, and the prefracture level of independence for five mobility function items was assessed. All measurements were repeated at 12 months.
Results. At follow-up, only 17.8% of the women had returned to their prefracture level of mobility function for all five items. Mobility function recovery was not related to change in skeletal muscle mass of the nonfractured leg or the arms. However, women who lost grip strength (mean loss of -28.7%, SD = 16.9%), or who lost ankle strength of the nonfractured leg (mean loss of -21.5%, SD = 14.7%), had a worse mobility recovery compared with those who gained strength ( p = .04 and p = .09, respectively). In addition, chronic disease ( p = .03), days hospitalized ( p = .04), and self-reported hip pain ( p = .07) were independent predictors of decline in mobility function.
Conclusions. The results suggest that loss of muscle strength, but not loss of muscle mass, is an independent predictor of poorer mobility recovery 12 months after a hip fracture. When confirmed by other studies, these findings may have implications for rehabilitation strategies after a hip fracture.
HIP fracture has a serious impact on long-term physical function in elderly men and women. Numerous studies report that 1 year after the fracture, between 30% and 83% of the patients return to their prefracture functional level, depending on the function evaluated and the population studied (1)(2)(3)(4)(5)(6). Therefore, knowledge about potential determinants of functional recovery is important.
Greater postfracture muscle strength of the legs (2)(7) and arms (8) and more physical therapy sessions (9) are associated with better functional recovery after a hip fracture, which suggests an important role of muscle strength. No studies, however, have investigated the prospective change in muscle strength after a hip fracture and the potential association of this change with functional recovery.
Two prospective studies have investigated change in body composition after a hip fracture (10)(11) and observed a mean 5%6% loss of total body lean mass and a 4%11% gain in fat mass at 1 year postfracture. Most of the loss in lean mass appeared to occur in the first 2 to 4 months after the fracture. This loss of lean body mass suggests a considerable loss of muscle mass. However, the change in regional skeletal muscle mass after a hip fracture and its contribution to functional recovery have not been studied.
The present study examined whether mobility recovery after hip fracture was related to change in appendicular skeletal muscle mass or to change in muscle strength. The study was conducted with 90 women aged 65 years and older who had experienced a new fracture of the proximal femur. These subjects were followed up during 1 year and were part of a larger project on postfracture changes in bone, muscle, and function.
| Methods |
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Compared with the 317 patients who were not included, the 90 participating women were younger (mean age 79.4 years vs 82.4 years, p = .0013) and had less comorbidity ( p = .06). There were no differences in type of fracture ( p = .3) or type of surgery ( p = .8). For 74 out of the 90 women included in the analyses, information on body composition and mobility function was also available for the 6-month follow-up.
Body Composition
Body composition was measured using dual-energy x-ray absorptiometry (DXA) (models QDR-1000W and QDR-1500, Hologic, Inc., Waltham, MA). Patients were always measured on the same DXA machine. Baseline body composition was obtained approximately 3 days after hospital admission. If DXA was not feasible at day 3, the information collected at approximately day 10 after admission was used as the baseline value. After completion of the scan, the body composition results for the whole body were given by the system's software (version V5.47P). The muscle mass of the leg was calculated: leg muscle = total leg mass - leg fat mass - (1.82*leg bone mineral content) (12). The muscle mass of the arms was calculated similarly. Complete information on the arms, that is, with no part of the arm outside the DXA scanning field, was obtained for 77 women.
To detect possible drift over time, quality control of the DXA machines was performed every day prior to scanning patients by using an anthropomorphic spine phantom. The coefficient of variation of these measurements over a 7-month period was 0.31%.
Only the results for leg muscle mass of the nonfractured leg were used in the analyses to eliminate bias that might occur with the swelling of soft tissue around the fracture site. At baseline, the mean difference in total leg mass between the fractured leg and the nonfractured leg was 1.3 kg (SD = 0.1 kg), suggesting that the leg and hip regions were swollen as a result of the fracture and the surgery. The excess of fluid and blood likely to cause the swelling is measured as lean soft tissue mass by DXA and would cause an overestimation of muscle mass in the affected leg at baseline, which would lead to an overestimation of muscle loss at follow-up when the swelling decreased.
Muscle Strength
Grip strength and ankle dorsiflexion strength were used as indicators of muscle strength and were measured at baseline and at 12-month follow-up. Grip strength was measured using a hand-held dynamometer (Jamar, Clifton, NJ). The correlation coefficients of grip strength with knee extension strength and quadriceps strength in elderly women are reported to be higher than 0.5 (13)(14). The maximum strength results (in kilograms) of the two grip strength trials (right arm with patients seated) were used. Ankle dorsiflexion strength was measured three times using a Spark hand-held dynamometer (Model 160, Spark Instruments and Academics, Inc., Iowa City, IA). The maximum strength result (in kilograms) of the two trials of the nonfractured leg was used. Data on grip strength and ankle dorsiflexion were available for 71 and 69 women, respectively.
Mobility Function
Within 1 week after hospital admission, the women's prefracture mobility function was assessed using a structured interview with the patient or the patient's proxy. The correspondence between hip fracture patient and proxy has been demonstrated to be good for information on functional status, especially for lower extremity activities (15)(16). At the 12-month follow-up, current mobility function was assessed. Five physical activities of daily living were included in the analyses: getting in and out of bed, rising from an armless chair, walking 10 feet or across a room, walking one block on a level sidewalk, and climbing five stairs. These items have been used in elderly hip fracture patients and have been shown to be sensitive to change (3)(4)(17).
For each item, ability was rated on a 3-point scale: 0 = complete independence; 1 = needing some assistance (human or equipment); and 2 = complete inability to perform the activity. The five individual items were summed to create an overall mobility function score ranging from 0 (independent on all five mobility items) to 10 (unable to perform all of the five mobility items). Change in mobility function was calculated as the mobility score at 12 months after the fracture minus the mobility score before the fracture.
An overall recovery score also was created. When the follow-up score on the 3-point scale was the same or less than the prefracture score for each individual mobility item, recovery was coded 1 for that item. When the follow-up score was greater, recovery was coded 0 for that item. Overall recovery was calculated as the sum of recovery on the five separate items, with the overall recovery score ranging from 0 (no recovery on all five items) to 5 (recovered on all five mobility items).
Potential Confounders
Based on previous studies, several factors that are predictive of functional recovery after a hip fracture and/or are associated with body composition or muscle strength were identified and included in the analyses (2)(3)(4)(5)(6)(8)(18).
Cognition.-- Cognition was measured with the Mini-Mental State Examination at baseline, a 30-point test of cognitive status in which lower scores indicate greater degrees of impairment (19).
Prefracture health status.-- A measure of comorbidity was created using history of chronic conditions reported in the medical chart as present at the time of fracture, including joint disease (arthritis, rheumatism, or degenerative joint disease), heart disease (angina, arrhythmias, chronic heart failure, or other heart problems), diabetes mellitus, cancer (cancer, leukemia, or malignancy), and stroke. Values ranged from 0 to 5.
Body fatness.-- This measurement was obtained from DXA at baseline and was calculated as total body fat mass divided by total body mass.
Number of days in hospital.-- The number of days in the hospital at the time of the index fracture was obtained from discharge summaries.
Hip pain.-- Self-reported pain in the affected hip 2 months after the fracture was coded as yes/no.
Statistical Methods
Data were analyzed using SAS software (SAS Institute, Inc., Cary, NC). Results are presented as mean ± SD or mean ± SE. A p value of less than .05 was considered statistically significant. Student's t test for paired samples was used to compare mean values of muscle mass, muscle strength, and mobility function score at baseline and after 12 months. Participants were categorized by tertile of nonfractured leg muscle mass change from baseline to month 12 (cutoff points <-3.3%, -3.3% to +5.5%, >+5.5%); by tertile of arm muscle mass change (cutoff points <-11.6%, -11.6% to 0, >0); by tertile of change in grip strength (cutoff points <-9.2%, -9.2% to +8.3%, >8.3%); and by tertile of change in ankle dorsiflexion strength of the nonfractured leg (cutoff points <0, 0 to +23.0%, >+23.0%). Analysis of variance was used to test the association of tertile of muscle mass change or tertile of muscle strength change, with selected continuous variables. The Mantel-Haenzel chi-square statistic was used to test the association of categorical variables with these tertiles. Analysis of covariance was used to assess the association between tertiles of muscle mass change, or tertiles of muscle strength change, and the mobility function outcomes, adjusting for potential confounders. Analyses were also performed using the change in muscle mass or muscle strength as a continuous variable. The analyses were repeated, including only those women who were mobility independent or who had used a device before the fracture (n = 57), thereby excluding patients who were unable to perform the activity at baseline. Among the 74 women who had additional measurements of body composition and mobility function at the 6-month follow-up, the association between short-term change in muscle mass and muscle strength with short-term change in mobility function was investigated.
| Results |
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Patient characteristics according to tertile of muscle mass change are shown in Table 2 . Women with the greatest decline in muscle mass (tertile I) had a lower cognitive status score, the highest muscle mass at baseline, and lost the most weight compared with the other tertiles. The association between selected variables and tertile of muscle strength change is shown in Table 3 . Women who lost strength (tertile I) were stronger at baseline compared with women in tertile III.
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| Discussion |
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Loss of muscle mass has been hypothesized to be associated with impaired physical function because both loss of muscle and poorer physical function are age related (20)(21). However, currently no empirical evidence supports a direct causal relationship between muscle mass and disability, even though low muscle mass has been associated with lower bone mineral density (22)(23) and may be a predictor of falls. In fact, clinical trial data from growth hormone trials show increases in muscle mass but no improvement in functional ability (24). In contrast, increases in muscle strength after resistance training were associated with improved function (25)(26), and grip strength in mid-life predicts disability 25 years later (27). The results of these earlier studies and this study suggest that change in strength may have a greater effect on physical function than change in muscle mass.
The importance of strength may have clinical implications for rehabilitation after hip fracture. Our study suggests that specific strength training might increase the chance for full mobility recovery, in addition to usual modes of physical therapy. Future intervention studies should include strength measurements of different muscle groups to confirm our findings and to contribute to the development of optimal rehabilitation programs after a hip fracture.
Several factors should be considered that may explain the lack of association between change in muscle mass and mobility recovery. The observed net change in skeletal muscle mass was rather small. A threshold value for muscular strength has been reported below in which strength is critical to physical performance of the lower extremities (28). A similar threshold may exist for muscle mass, and the community-dwelling women included in our study might still be above that threshold after the fracture. Second, our measure of mobility function might not have been sensitive enough to detect a small change in mobility function. Although a relationship between change in muscle strength and change in mobility function was observed, the effect of a relatively small loss of muscle mass on functional decline might not have been detected.
The overall change we observed in appendicular skeletal muscle mass after a hip fracture was modest. However, an underestimation of muscle mass loss may have been caused by several factors. First, the change in leg muscle mass could only be studied in the nonfractured leg because of the swelling of the fractured leg. Loss of muscle mass in the nonfractured leg is less likely to occur because of its compensating for the fractured leg. Indeed, a greater loss of muscle mass was observed in the arms compared with the nonfractured leg. Second, the women who completed the study and were included in our statistical analyses were relatively younger and healthier. Elderly women have a poorer functional recovery after a hip fracture (1)(2)(4)(5)(6) and are expected to have a greater loss of muscle mass and muscle strength. Third, an earlier analysis by our group showed that loss of lean body mass mainly occurred in the first 2 months after the fracture and that some of this loss was regained in the next 10 months (11). Because skeletal muscle mass comprises the largest part of lean body mass, approximately 55% (29), the change in skeletal muscle mass is likely to follow the same pattern. Thus, instead of using peak muscle mass loss, we investigated the net change over 12 months. Finally, the validity of the DXA method for assessing change in soft tissue should be considered (30). The precision of the measurements of regional skeletal muscle mass by DXA is good, with reported coefficients of variation of 1%2% for leg muscle mass and 2%3% for arm muscle mass (31)(32). Moreover, several validation studies that used changes in total body water during dialysis to simulate changes in total body lean mass of only 2%4% have shown good results (33)(34). These studies support the use of DXA for measuring small change in regional muscle mass over time.
In conclusion, the results of the study suggest that loss of muscle strength after a hip fracture might lead to poorer mobility recovery 12 months after the fracture. No association was observed between loss of muscle mass and mobility recovery. Because these findings may have implications for the rehabilitation of elderly hip fracture patients, future studies are needed to determine the independent role of loss of muscle strength and loss of muscle mass on functional recovery in elderly men and women.
| Acknowledgments |
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Received September 24, 1998
Accepted November 1, 1999
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